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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-07-28
  • VA RA
    APPROVED
    Since 2026-07-28

Branch Locations

3532 Columbia Pike, Arlington, VA 22204 • United States

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 05/2026 Present
Wells Fargo Bank, N.A. Raleigh NC 04/2024 05/2026
Wt Cox Information Services Shallotte NC 03/2023 04/2024
Unemployed Wake Forest NC 11/2022 03/2023
Dillard's, Inc. Nashville TN 04/2022 11/2022
Athleta Nashville TN 03/2022 04/2022
Unemployed Nashville TN 12/2021 03/2022
Bentkey Ventures/Daily Wire Nashville TN 09/2021 12/2021
Baen Publishing Enterprises Wake Forest NC 01/2017 09/2021
H & M Hennes & Mauritz Ab Raleigh NC 06/2018 09/2018
Kohls Corporation Raleigh NC 10/2016 06/2018
Unemployed Louisburg NC 05/2016 10/2016
Judson College Wake Forest NC 08/2016 05/2021
University Of North Carolina Wilmington Wilmington NC 08/2024 12/2025
Bank Of America, N.A. Vienna VA 07/2026 Present
  • 05/2026 → Present
    Vienna, VA
  • 04/2024 → 05/2026
    Wells Fargo Bank, N.A.
    Raleigh, NC
  • 03/2023 → 04/2024
    Wt Cox Information Services
    Shallotte, NC
  • 11/2022 → 03/2023
    Unemployed
    Wake Forest, NC
  • 04/2022 → 11/2022
    Dillard's, Inc.
    Nashville, TN
  • 03/2022 → 04/2022
    Athleta
    Nashville, TN
  • 12/2021 → 03/2022
    Unemployed
    Nashville, TN
  • 09/2021 → 12/2021
    Bentkey Ventures/Daily Wire
    Nashville, TN
  • 01/2017 → 09/2021
    Baen Publishing Enterprises
    Wake Forest, NC
  • 06/2018 → 09/2018
    H & M Hennes & Mauritz Ab
    Raleigh, NC
  • 10/2016 → 06/2018
    Kohls Corporation
    Raleigh, NC
  • 05/2016 → 10/2016
    Unemployed
    Louisburg, NC
  • 08/2016 → 05/2021
    Judson College
    Wake Forest, NC
  • 08/2024 → 12/2025
    University Of North Carolina Wilmington
    Wilmington, NC
  • 07/2026 → Present
    Bank Of America, N.A.
    Vienna, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-28
  • S66 Uniform Combined State Law Examination
    2026-07-28
Other Names
  • Grace R Borger
  • Grace Regina Breagy

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