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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-02-12
MO RA APPROVED 2003-07-01
TX RA APPROVED_RES 2003-07-01
  • FL RA
    APPROVED
    Since 2019-02-12
  • MO RA
    APPROVED
    Since 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2003-07-01

Branch Locations

2989 Pga Blvd, Palm Beach Gardens, FL 33410 • United States

10369 Clayton Rd, Frontenac, MO 63131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chesterfield MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Chesterfield MO 11/2016 Present
Previous Registrations
  • 1994-05-23 → 2003-07-01
    Prudential Equity Group, Llc
    Chesterfield, MO
Other Businesses

1)SALCO INVESTMENTS LLC, INV RELATED, CHESTERFIELD, MO, 100% OWNERSHIP, START 12/14/2009, 1 HOUR PER MONTH, 0 HOURs DURING TRADING, MANAGE RENTAL PROPERTIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-02
S63 Uniform Securities Agent State Law Examination 1987-05-13
  • S65 Uniform Investment Adviser Law Examination
    1994-08-02
  • S63 Uniform Securities Agent State Law Examination
    1987-05-13
Designations
Other Names
  • Rick Salus

View on SEC IAPD

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