Craig Charles Harbin

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 05/2018
  Bancwest Investment Services, Inc
  Burbank, CA
• 02/2016 → 05/2018
  Bank Of The West
  Burbank, CA
• 05/2018 → 03/2019
  Oppenheimer & Co. Inc.
  Los Angeles, CA
• 04/2019 → 02/2025
  Muriel Siebert & Co., Inc
  Beverly Hills, CA
• 06/2025 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 03/2025 → 05/2025
  Unknown
  Westlake Village, CA
• 06/2025 → Present
  Cetera Investment Advisers Llc
  Westlake Village, CA

Previous Registrations

• 2019-04-02 → 2025-03-04
  Siebert Advisornxt, Llc.
  Beverly Hills, CA
  New York, NY
• 2018-05-16 → 2019-04-08
  Oppenheimer & Co. Inc.
  Los Angeles, CA
• 2016-03-02 → 2018-05-24
  Bancwest Investment Services, Inc.
  Pasadena, CA
  Glendale, CA
  Burbank, CA
  Burbank, CA
• 2014-09-15 → 2016-02-24
  Cambridge Investment Research Advisors, Inc.
  Beverly Hills, CA
• 2013-05-08 → 2014-09-12
  Stockcross Financial Services, Inc.
  Beverly Hills, CA
  Beverly Hills, CA
  Beverly Hills, CA

Other Businesses

1.) OWNER OF C. CRAIG INSURANCE SERVICES; SALE OF PROPERTY AND CASUALTY INSURANCE. 2.) SALES OF PRECIOUS METALS THROUGH ALLEGIANCE GOLD, 25/HRS/WK.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-11-26
• S63 Uniform Securities Agent State Law Examination
  1992-04-28

Other Names

• Charles Craig Harbin