Kevin P Chase

Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1981 → 08/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
• 09/2017 → 08/2018
  Retired
  Waxhaw, NC
• 09/2018 → 05/2021
  Sanctuary Securities, Inc.
  Indianapolis, IN
• 09/2018 → 05/2021
  Sanctuary Advisors, Llc
  Indianapolis, IN
• 06/2021 → 11/2022
  Breckenridge Consulting Llc
  Waxhaw, NC
• 11/2022 → Present
  Sanctuary Securities, Inc.
  Indianapolis, IN
• 11/2022 → Present
  Sanctuary Advisors, Llc
  Waxhaw, NC

Previous Registrations

• 2018-11-08 → 2021-06-29
  Sanctuary Advisors, Llc
  Waxhaw, NC
  Miami, FL
• 2011-12-22 → 2017-08-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  Indianapolis, IN
  Lancaster, PA
  Fort Mitchell, KY
  Bridgeport, WV
  Dearborn, MI
  Boston, MA
  Beverly, MA
  Indianapolis, IN
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-25
• S63 Uniform Securities Agent State Law Examination
  1987-10-09

Other Names

• Kevin Paul Chase