Thomas Henri Braun

Employer firm

Gradient Investments, LLC CRD 141726

$8.84B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Goldenguard Financial
  Matthews, NC
• 11/2016 → Present
  Goldenguard Wealth Management, Llc
  Matthews, NC
• 08/2018 → Present
  Gradient Investments, Llc
  Arden Hills, MN

Previous Registrations

• 2016-11-17 → 2023-12-31
  Goldenguard Wealth Management, Llc
  Matthews, NC
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Charlotte, NC
  Matthews, NC
• 2008-02-20 → 2008-08-25
  Thrivent Investment Management Inc.
  Keller, TX
  Irving, TX
  Irving, TX
• 2007-08-21 → 2008-02-13
  Worth Financial Group Inc.
  Keller, TX
  Irving, TX
  Dallas, TX

Other Businesses

GOLDENGUARD FINANCIAL;INVESTMENT-RELATED; Matthews, NC;OWNER;08/2008; 160 HR/MONTH; INSURANCE SERVICES AND PRODUCTS

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-26
• S66 Uniform Combined State Law Examination
  2007-08-16
• S63 Uniform Securities Agent State Law Examination
  2001-01-08

Other Names

• Thomas H Braun