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Current Employers
The Knox Group Wealth Management

51 Jfk Parkway, Short Hills, NJ 07078 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-02-25
  • NJ RA
    APPROVED
    Since 2021-02-25

Branch Locations

51 Jfk Parkway, Short Hills, NJ 07078 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hill NJ 08/2000 01/2017
Bank Of America, N.A. Short Hill NJ 12/2009 01/2017
Fsc Securities Corp Atlanta GA 01/2017 08/2018
The Knox Group Wealth Management Short Hills NJ 08/2018 Present
Previous Registrations
Other Businesses

1) I*31354 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NEWARK EMERGENCY SERVICES FOR FAMILIES INVESTMENT RELATED: N ADDRESS OF BUSINESS: 982 BROAD STREET, NEWARK, NEW JERSEY 7102 NATURE OF BUSINESS: CHARITABLE ORGANIZATION,NON PROFIT POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 6/1/2009 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ADVISORY BOARD MEMBER DIRECTOR/BOARD MEMBER SUBCOMMITTEE MEMBER FEED & CARE FOR THE HOMELESS 2) I*37459 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SYLVESTER KNOX PROPERTIES INVESTMENT RELATED: Y ADDRESS OF BUSINESS: FAIRVIEW, NEW JERSEY 70072 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/7/2010 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES 3) SYLVESTER KNOX POSITION: Managing Director NATURE: Insurance Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2017 ADDRESS: 51 JFK Parkway, 1st Floor West suite 151, Short Hills NJ 07078 DESCRIPTION: selling Insurance 4) RENTAL PROPERTIES POSITION: owner NATURE: no structure/ rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/10/2007 ADDRESS: 178 Maple Street, Fairview NJ 07022 DESCRIPTION: landlord 5) BOARD MEMBER POSITION: Board Member NATURE: non- profit business: Newark emergency For Families INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2016 ADDRESS: 982 Broad street, newark NJ 07102, United States; DESCRIPTION: board meetings

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-10
S63 Uniform Securities Agent State Law Examination 1990-03-12
  • S65 Uniform Investment Adviser Law Examination
    1999-05-10
  • S63 Uniform Securities Agent State Law Examination
    1990-03-12

View on SEC IAPD

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