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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-02-10
  • CT RA
    APPROVED
    Since 2014-02-10

Branch Locations

8 Wright Street, Westport, CT 06880-4701 • United States

Trumbull, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Westport CT 12/2013 Present
Previous Registrations
Other Businesses

1) NAME OF OUTSIDE BUSINESS: TEUTA LADIES SOCIETY / IS BUSINESS INVESTMENT RELATED (Y/N): NO / ADDRESS OF OUTSIDE BUSINESS (CITY, STATE): TRUMBULL CT / DATE AFFILIATION BEGAN: JANUARY 2010 / YOUR TITLE: TREASURER / YOUR DUTIES (BRIEF): IN CHARGE OF CHECKBOOK (DEPOSITS, WITHDRAWALS, RECONCILING) / # HOURS DEVOTED EACH MONTH DURING SECURITY TRADING HOURS: 0 / # HOURS DEVOTED EACH MONTH OUTSIDE OF SECURITY TRADING HOURS: 1 /// 2) Berkshire Hathaway Home Services / Company / residential real estate / Other / Referral Group Associate / Refer buyers or sellers of real estate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-14
  • S66 Uniform Combined State Law Examination
    2007-05-14
Other Names
  • Susan Elizabeth Bowe

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