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David Allen Lyons

Brockenbrough

Richmond, VA

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Current Employers
Brockenbrough

920 Libbie Ave. Suite 201, Richmond, VA 23226-2050 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 1996-06-25
  • VA RA
    APPROVED
    Since 1996-06-25

Branch Locations

920 Libbie Ave. Suite 201, Richmond, VA 23226-2050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lowe, Brockenbrough & Company, Inc. Richmond VA 06/1996 Present
  • 06/1996 → Present
    Lowe, Brockenbrough & Company, Inc.
    Richmond, VA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-16
S65 Uniform Investment Adviser Law Examination 1993-12-08
  • S63 Uniform Securities Agent State Law Examination
    1999-12-16
  • S65 Uniform Investment Adviser Law Examination
    1993-12-08
Designations
Other Names
  • Lyons

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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