Joan Marie Confoy

Current Employers

Employment History

• 03/2002 → Present
  Finra Office Of Dispute Resolution
  Washington Dc, DC
• 07/2006 → 01/2020
  Raymond James Financial Services, Inc.
  Sterling, VA
• 01/2016 → 01/2020
  Raymond James Financial Services Advisors Inc.
  Reston, VA
• 01/2020 → Present
  Lpl Financial Llc
  Reston, VA
• 01/2020 → Present
  Private Advisor Group, Llc
  Reston, VA

Previous Registrations

• 2016-01-27 → 2020-01-31
  Raymond James Financial Services Advisors, Inc
  Reston, VA

Other Businesses

1)01/23/2020 - Global Advisor Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2020 - 160 hr/mth 2)01/23/2020 - FINRA Arbitrator - inv rel - Boca Raton, FL - start: 01/2000 - 5 hr/mth. 3) 2/6/2020 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 01/16/2020 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 2/6/2020 - Private Advisor Group - DBA: (Hybrid) Global Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/15/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2016-01-09
• S63 Uniform Securities Agent State Law Examination
  1990-11-16

Designations

Other Names

• Joan Marie Confox
• Joan Michalak
• Joan Marie Michalak