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Current Employers
Diversify Advisory Services, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-06-03
  • UT RA
    APPROVED
    Since 2025-06-03

Branch Locations

7440 S Creek Rd Ste 250, Sandy, UT 84093 • United States

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Midvale UT 01/1987 03/2020
Ameriprise Financial Services, Llc Sandy UT 03/2020 05/2025
Dfpg Investments, Llc Sandy UT 05/2025 Present
Diversify Advisory Services, Llc Sandy UT 05/2025 Present
Previous Registrations
Other Businesses

Business Ownership; Other; Other; 7440 So. Creek Road Suite 200 Sandy, Utah 84093, , ** not provided **, N/A, 00000; Not Investment-Related; 11/14/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Other; Other; 14958 Laurel Oaks Court Draper, Utah 84020, , ** not provided **, N/A, 00000; Not Investment-Related; 08/21/2015; 1 to 9 hours per month; 0 during trading hours / Other; Other; 1042 East Fort Union Blvd. #226, , Midvale, UT, 84047; Not Investment-Related; 09/27/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-02-03
  • S63 Uniform Securities Agent State Law Examination
    1987-02-03

View on SEC IAPD

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