Richard Lewis Holland

Employer firm

Monterey Wealth CRD 172577

$300M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 03/2022
  Afs Advisors, Llc
  Suwanee, GA
• 12/2021 → 10/2025
  Nfp Retirement, Inc.
  Aliso Viejo, CA
• 10/2025 → 03/2026
  Wealthspire Retirement Advisory
  Aliso Viejo, CA
• 03/2026 → Present
  Monterey Wealth Partners Llc
  Atlanta, GA

Previous Registrations

• 2021-12-20 → 2026-03-04
  Wealthspire Retirement Advisory
  Suwanee, GA
  Aliso Viejo, CA
  Atlanta, GA
• 2012-05-15 → 2022-03-31
  Afs Advisors, Llc
  Suwanee, GA

Other Businesses

Richard L. Holland serves as a Trustee for several family trusts. He receives no compensation for these positions. Richard L. Holland is a Board Member of Dunwoody (GA) Police Foundation, a nonprofit foundation. He is Membership Chairman at The Standard Golf Club in Johns Creek, GA. He receives no compensation from either the Dunwoody Police Foundation or The Standard Golf Club. Richard L. Holland is a partner in Hogo LLC, a Georgia Domestic Limited Liability company located at 4552 Village Springs Place, Dunwoody, GA 30338. The LLC was established to hold a vacation house with his sister. He receives no compensation from this LLC, the LLC doesn't produce any revenue and the house is not rented. Mr. Holland spends approximately 2 hours per month working on these other business activities. Clients are under no obligation to purchase securities or advisory services through Richard L. Holland.

Exams

• S66 Uniform Combined State Law Examination
  1999-11-30
• S65 Uniform Investment Adviser Law Examination
  1991-12-26
• S63 Uniform Securities Agent State Law Examination
  1987-04-23

Other Names

• Rick Holland