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Charles M Gonzalez

Mml Investors Services, LLC

Armonk, NY

CRD 1624072

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-21
  • NY RA
    APPROVED
    Since 2026-05-21

Branch Locations

200 Business Park Drive Suite 105, Armonk, NY 10504 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co. Of America New York NY 07/1997 05/2026
Park Avenue Securities Llc White Plains NY 05/1999 05/2026
Guardian Life Insurance Company Pawling NY 06/2024 05/2026
Park Avenue Securities Pawling NY 06/2024 05/2026
Massachusetts Mutual Life Insurance Company Armonk NY 03/2026 Present
Mml Investors Services, Llc Armonk NY 05/2026 Present
  • 07/1997 → 05/2026
    Guardian Life Insurance Co. Of America
    New York, NY
  • 05/1999 → 05/2026
    White Plains, NY
  • 06/2024 → 05/2026
    Guardian Life Insurance Company
    Pawling, NY
  • 06/2024 → 05/2026
    Park Avenue Securities
    Pawling, NY
  • 03/2026 → Present
    Massachusetts Mutual Life Insurance Company
    Armonk, NY
  • 05/2026 → Present
    Armonk, NY
Previous Registrations
Other Businesses

(1) Name: Voluntary Employee Benefits Inv Rel: Y Add: Residential Address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 02/01/2018 No Hrs/Mo: 8 No/Hrs Mo dur trading: 5 Describe Duties: Life (term/universal/whole), Disability, Long-term care, Fixed annuities and Health. (2) Name: Children's Bible Fellowship Inv Rel: N Add: 250 Ninham Road, Carmel, NY 10512 Nature: Volunteer Position: Board Member Start Date: 08/01/2023 No Hrs/Mo: 5 No/Hrs Mo dur trading: 3 Describe Duties: Making introductions for Bronx based Hispanic serving churches to Children's Bible Fellowship (CBF).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-07-30
  • S63 Uniform Securities Agent State Law Examination
    1987-07-30
Other Names
  • Charles Manuel Gonzalez

View on SEC IAPD

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