Robert Foster Kransberger

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2019-11-06

WA RA
APPROVED

Since 2019-11-06

Branch Locations

Yakima, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Bellevue	WA	02/2011	11/2019
Lpl Financial	Yakima	WA	11/2019	Present

02/2011 → 11/2019

Ameriprise Financial Services, Inc.

Bellevue, WA
11/2019 → Present

Lpl Financial

Yakima, WA

Previous Registrations

2011-02-18 → 2019-11-06

Ameriprise Financial Services, Llc

Salt Lake City, UT

Bellevue, WA
2003-01-03 → 2011-03-01

Oppenheimer & Co. Inc.

Bellevue, WA

Bellevue, WA
2003-04-15 → 2007-11-14

Oppenheimer Asset Management

New York, NY
1999-05-24 → 2003-01-03

Cibc World Markets Corp.

Seattle, WA

Other Businesses

1)08/2019 - DBA for LPL Business (entity for LPL business) - Kransberger Investment Services - 100% - INVESTMENT RELATED - YAKIMA, WA 98902

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-03-17
S63	Uniform Securities Agent State Law Examination	1987-08-27

S65 Uniform Investment Adviser Law Examination

1992-03-17
S63 Uniform Securities Agent State Law Examination

1987-08-27

View on SEC IAPD