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William Ernster Embree

Embree Financial Group

Chicago, IL

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Current Employers
Embree Financial Group

440 N Wells St Suite 530, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-26
IL RA APPROVED 2018-01-29
  • NC RA
    APPROVED
    Since 2024-04-26
  • IL RA
    APPROVED
    Since 2018-01-29

Branch Locations

440 N Wells St Suite 530, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Harrison NY 12/1998 11/2017
Embree Financial Group Chicago IL 10/2017 Present
  • 12/1998 → 11/2017
    Citigroup Global Markets Inc.
    Harrison, NY
  • 10/2017 → Present
    Embree Financial Group
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-29
S63 Uniform Securities Agent State Law Examination 1997-02-24
  • S65 Uniform Investment Adviser Law Examination
    2018-01-29
  • S63 Uniform Securities Agent State Law Examination
    1997-02-24
Other Names
  • Will Embree
  • William Ernster Embree

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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