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Mark William Riepe

Charles Schwab & Co., Inc.

San Francisco, CA

CRD 1623068

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-10-20
  • CA RA
    APPROVED
    Since 2005-10-20

Branch Locations

425 Market Street Floor 17 & 25, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Francisco CA 11/1997 Present
Charles Schwab Bank San Francisco CA 04/2016 11/2020
Charles Schwab Trust Bank San Francisco CA 12/2021 Present
  • 11/1997 → Present
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 04/2016 → 11/2020
    Charles Schwab Bank
    San Francisco, CA
  • 12/2021 → Present
    Charles Schwab Trust Bank
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-18
  • S66 Uniform Combined State Law Examination
    2005-10-18
Other Names
  • Mark Riepe

View on SEC IAPD

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