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Brian Lee Shue

Wells Fargo Clearing Services, LLC

Doylestown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-03-27
  • PA RA
    APPROVED
    Since 2015-03-27

Branch Locations

2005 S Easton Rd Ste 108 Doylestown Commerce Center, Doylestown, PA 18901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Jenkintown PA 03/2015 11/2016
Wells Fargo Clearing Services, Llc Jenkintown PA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2015-04-07
    Morgan Stanley
    Jenkintown, PA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Jenkintown, PA
  • 2005-08-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Jenkintown, PA
    Jenkintown, PA
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; JENKINTOWN, PA; START DATE 6/11/2021; 0 HRS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-25
S63 Uniform Securities Agent State Law Examination 1987-03-24
  • S65 Uniform Investment Adviser Law Examination
    1999-06-25
  • S63 Uniform Securities Agent State Law Examination
    1987-03-24
Other Names
  • Brian L Shue

View on SEC IAPD

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MICHAEL STUART SHEEHY
DAVID FOWLER JENKINS
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Other Offices

SUMMIT FINANCIAL, LLC · DOYLESTOWN, PA
LPL FINANCIAL LLC · DOYLESTOWN, PA
JANNEY MONTGOMERY SCOTT LLC · DOYLESTOWN, PA
MUNTZ FINANCIAL, LLC · DOYLESTOWN, PA
ARCHETYPE ADVISORS, LLC · DOYLESTOWN, PA
TRIDENT ADVISORS INC · DOYLESTOWN, PA
WINTHROP PARTNERS - EPA, LLC · Doylestown, PA
RODGERS BROTHERS, INC. · Doylestown, PA

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