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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2018-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Guardian, Llc | Richmond | VA | 06/2011 | 05/2017 |
| Capital Guardian Wealth Management, Llc | Richmond | VA | 06/2011 | Present |
| Capital L Group, Llc | Charlotte | NC | 06/2011 | Present |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 05/2017 | Present |
1) VCU FOUNDATION & CHILDREN'S HOSPITAL, BOARD OF DIRECTORS, NO COMPENSATION, NOT INVESTMENT RELATED, 2 HOURS PER QUARTER, NOT DURING TRADING HOURS. 2) TEACHING/COACHING TENNIS - RICHMOND, VA 23221; TEACHING AND COACHING TENNIS JUNIORS AND ADULTS; 2-3 HRS PER WEEK. 3) INSURANCE AND VARIABLE ANNUITY, 416 W. FRANKLIN STREET, RICHMOND, VA 23220; AGENT; SELL INSURANCE; NON-INVESTMENT RELATED BUSINESS; 3% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-04-09 |
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