Alfredo Formentano

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2022-09-06
TX	RA	APPROVED	2022-09-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Birmingham	AL	09/2008	08/2022
Morgan Stanley	Birmingham	AL	08/2022	Present

09/2008 → 08/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL
08/2022 → Present

Morgan Stanley

Birmingham, AL

2008-11-17 → 2022-08-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL

Birmingham, AL

Birmingham, AL

Panama City, FL

Pensacola, FL

Destin, FL

Fort Walton Beach, FL
2005-02-04 → 2008-09-29

Ubs Financial Services Inc.

Birmingham, AL

Birmingham, AL
2004-05-11 → 2005-01-12

Td Ameritrade, Inc.

Birmingham, AL
2002-06-25 → 2003-06-11

E*Trade Advisory Services, Inc.

Tuscaloosa, AL
2002-06-04 → 2002-06-12

Concourse Financial Group Securities, Inc.

Birmingham, AL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-05-25
S63	Uniform Securities Agent State Law Examination	1987-02-02