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Michael Thomas Bruce

Morgan Stanley

Barrington, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-12
IL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2016-09-12
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

760 West Main Street Suite 200, Barrington, IL 60010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Barrington IL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Barrington, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-10-01 → 2009-06-01
    Barrington, IL
  • 2000-12-29 → 2007-10-04
    A. G. Edwards & Sons, Inc.
    Barrington, IL
    Barrington, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-27
S63 Uniform Securities Agent State Law Examination 1997-06-20
  • S66 Uniform Combined State Law Examination
    2000-12-27
  • S63 Uniform Securities Agent State Law Examination
    1997-06-20

View on SEC IAPD

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