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CRD 1621077
Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2010-01-15 |
Branch Locations
1801 Algonquin Road, Rolling Meadows, IL 60008 • United States
235 West Rand Road, Mount Prospect, IL 60056 • United States
845 Elmhurst Rd, Des Plaines, IL 60016 • United States
510 Metropolitan Way, Des Plaines, IL 60016 • United States
15 E Prospect Ave, Mount Prospect, IL 60056 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Chicago | IL | 01/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-25 |
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