Michael Roy Huck

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1986 → 11/2017
  Investment Centers Of America, Inc.
  Aberdeen, SD
• 11/2017 → Present
  Lpl Financial Llc
  Aberdeen, SD

Previous Registrations

• 2000-11-20 → 2017-11-29
  Investment Centers Of America, Inc.
  Mobridge, SD
  Faulkton, SD
  Aberdeen, SD
  Aberdeen, SD
  Sisseton, SD
  Hamilton, MT
  Council Bluffs, IA
  Appleton, WI

Other Businesses

1. 11/29/2017 - No Business Name - Not Investment Related - Other-Personal Farm. 2. 11/29/2017 - iRetireFinancial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 3. 12/28/2017 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/27/2017 - 200 Hours Per Month During Securities Trading. 4. 1/17/2018 - H3 Insurance LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/01/2017 - 10 Hours Per Month/0 Hours During Securities Trading. 5. 11/21/2018 - iRetire Financial by Huck Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/30/2017 - 10 Hours Per Month During Securities Trading. 6. 11/27/2018 - RW Strategies MT LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Pwner - Started 11/30/2017 - 10 Hours Per Month During Securities Trading. 7. 11/27/2018 - Michael Huck LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Owner - Started 11/30/2017 - 150 Hours Per Month During Securities Trading. 8. 9/24/2020 - ICA Group Holding Co., LLC - Investment Related - 2000 S. Colorado Blvd., Annex Building Ste. 200, Denver, CO 80222 - Business Entity For Tax/Investment Purposes Only - Started 09/01/2020 - Time Spent 1%. 9. 12/20/2022 - H3 Holdings - Not Investment Related - Aberdeen SD, 57401 - Farmland - Member - Start Date - 11/08/2022 - 3 Hours Per Month/0 Hours During Securities Trading 10. 07/19/2023 - Capital Growth LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 03/06/2023 - 0 Hours Per Month/ During Trading 11. 01/05/2024 - Investment Center Advisors LLC - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2024 - 3 Hrs/mo; 0 Hr During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-27
• S63 Uniform Securities Agent State Law Examination
  1987-02-23

Designations

• Certified Financial Planner

Other Names

• Michael R Huck
• Mike Huck