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Mark Jacob Ring

Cwm, LLC

Omaha, NE

Cockeysville, MD

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-12-02
  • MD RA
    APPROVED
    Since 2016-12-02

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

4 North Park Drive, Ste. 402, Cockeysville, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jacob William, Inc. Timonium MD 05/2006 10/2017
Cwm, Llc Omaha NE 12/2016 Present
Jacob William Advisory Cockeysville MD 10/2017 06/2025
Jacob William Advisory Cockeysville MD 06/2025 Present
  • 05/2006 → 10/2017
    Jacob William, Inc.
    Timonium, MD
  • 12/2016 → Present
    Omaha, NE
  • 10/2017 → 06/2025
    Jacob William Advisory
    Cockeysville, MD
  • 06/2025 → Present
    Jacob William Advisory
    Cockeysville, MD
Previous Registrations
  • 2009-09-29 → 2017-10-03
    Jacob William Advisory
    Towson, MD
    Timonium, MD
  • 2009-09-08 → 2009-10-05
    Towson, MD
  • 2007-03-15 → 2009-09-08
    Mutual Service Corporation
    Boston, MA
    Boston, MA
    Towson, MD
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: BSA BALTIMORE CHAPTER. INVESTMENT RELATED: NO. NATURE OF BUSINESS: SCOUTS. POSITION/TITLE: BOARD MEMBER. START DATE: 01/2021. APX NUMBER OF HOURS PER MONTH: 6. APX NUMBER OF HOURS DURING TRADING: MINIMAL. BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER, BOARD DUTIES. 3. NAME OF OTHER BUSINESS: MARYLAND COUNCIL OF ECONOMIC EDUCATION. INVESTMENT RELATED: NO. NATURE OF BUSINESS: BRING FINANCIAL LITERACY TO TEACHERS AND STUDENTS. POSITION/TITLE: BOARD MEMBER. START DATE: 1/1/2023 APX NUMBER OF HOURS PER MONTH: 3. APX NUMBER OF HOURS DURING TRADING HOURS: NONE DUTIES: DUTIES OF A VOLUNTEER BOARD

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-09
S63 Uniform Securities Agent State Law Examination 2005-11-28
  • S65 Uniform Investment Adviser Law Examination
    2007-03-09
  • S63 Uniform Securities Agent State Law Examination
    2005-11-28

View on SEC IAPD

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