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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2016-12-02 |
Branch Locations
14600 Branch St., Omaha, NE 68154 • United States
4 North Park Drive, Ste. 402, Cockeysville, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jacob William, Inc. | Timonium | MD | 05/2006 | 10/2017 |
| Cwm, Llc | Omaha | NE | 12/2016 | Present |
| Jacob William Advisory | Cockeysville | MD | 10/2017 | 06/2025 |
| Jacob William Advisory | Cockeysville | MD | 06/2025 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: BSA BALTIMORE CHAPTER. INVESTMENT RELATED: NO. NATURE OF BUSINESS: SCOUTS. POSITION/TITLE: BOARD MEMBER. START DATE: 01/2021. APX NUMBER OF HOURS PER MONTH: 6. APX NUMBER OF HOURS DURING TRADING: MINIMAL. BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER, BOARD DUTIES. 3. NAME OF OTHER BUSINESS: MARYLAND COUNCIL OF ECONOMIC EDUCATION. INVESTMENT RELATED: NO. NATURE OF BUSINESS: BRING FINANCIAL LITERACY TO TEACHERS AND STUDENTS. POSITION/TITLE: BOARD MEMBER. START DATE: 1/1/2023 APX NUMBER OF HOURS PER MONTH: 3. APX NUMBER OF HOURS DURING TRADING HOURS: NONE DUTIES: DUTIES OF A VOLUNTEER BOARD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-28 |
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