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Current Employers
Chapin, Davis

1411 Clarkview Road, Baltimore, MD 21209 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 1994-01-01
  • MD RA
    APPROVED
    Since 1994-01-01

Branch Locations

1411 Clarkview Road, Baltimore, MD 21209 • UNITED STATES

1411 Clarkview Road, Baltimore, MD 21209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chapin, Davis Baltimore MD 12/1990 Present
Other Businesses

T.J. Albert Racing LLC, 1411 Clarkview Rd. Baltimore, MD 21209. Started 05/05/1982. OWNER & TRAINER OF THOUROUGHBRED RACEHORSES. IN PARTNERSHIP WITH HIS SISTER. THIS IS NOT AN INVESTMENT RELATED BUSINESS AND WE SPEND LESS THEN 15 HOURS PER WEEK OPERATING THE BUSINESS, none during trading hours. Uphill Farm LLC, 2700 Putnam Road, Forest Hill MD, 21050. Started 09/08/2004. Partner of a family-owned farm. No comp, not investment related. Less than 5 hours per week spent on this activity, none during trading hours. Chapin Davis Insurance Inc., investment related, 1411 Clarkview Rd. Baltimore, MD 21209, sales of variable and fixed insurance products, agent and owner, 01/01/1990, 2 hours/month during trading hours, sales of insurance products to meet clients' insurance needs. Sons of the American Revolution, 1872 L'Hirondelle Club Road, Ruxton Maryland, 21204, non-profit org promoting American history, Investment Committee volunteer, 12/15/2022, will help organization with investment decisions, but will not receive any fees. 1 hour per week not during trading hours. Society of St. George, not investment-related, 1872 L'Hirondelle Club Road, Ruxton MD 21204, non-profit org promoting veterans of England and Wales, volunteer, Director, 4-19-2023, 3 hours, zero hours during trading hours, to assist in who should receive charitable donations.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-15
S63 Uniform Securities Agent State Law Examination 1987-07-22
  • S65 Uniform Investment Adviser Law Examination
    1993-04-15
  • S63 Uniform Securities Agent State Law Examination
    1987-07-22
Other Names
  • T J Albert
  • Tolly Albert
  • Tolly Albert
  • T J Albert

View on SEC IAPD

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