James Robert Files

Current Employers

Employment History

• 03/2011 → Present
  Fiduciary Solutions, Llc
  Roseville, CA
• 07/2014 → Present
  Peak Financial Freedom Group, Llc
  Roseville, CA
• 08/2019 → Present
  Pffg Insurance Agency Llc,
  Roseville, CA

Previous Registrations

• 2021-04-15 → 2025-08-24
  Fiduciary Solutions, Llc
  Roseville, CA
• 2012-11-21 → 2022-07-03
  Fiduciary Solutions, Llc
  Roseville, CA
  Roseville, CA
• 2005-09-15 → 2011-02-11
  Qa3 Financial Llc
  Roseville, CA
  Granite Bay, CA

Other Businesses

Peak Financial Freedom Group LLC, CEO. Business is a financial planning and umbrella marketing organization. Is investment related. Number of hours devoted to business; 4-6 per day, 100+ per month. Number of hours devoted during trading hours; 4-6 per day. 2520 Douglas Blvd, Ste. 110, Roseville, CA 95747. Business duties; operational oversight, client management, development of client plans, seminar presentations, and occasional author, TV, and radio show activities. PFFG Insurance Agency LLC, CEO. Business is an insurance agency. Is investment related. Start Date: 08/2019. Number of hours devoted to business; 3-4 per day, 50+ per month. Number of hours devoted during trading hours; 3-4 per day. 2520 Douglas Blvd, Ste. 110, Roseville, CA 95747. Business duties; insurance agent activities. TruChoice Financial Group, LLC. Is investment related. Address; 400 Hwy 169 South, Suite 200, St. Louis Park, MN 55426. Business is an insurance marketing organization. Mentoring and Coaching activities that do not directly involve clients of Fiduciary Solutions, LLC. Start date; August 6, 2020. Approx. number of hours per month devoted to this OBA - 15. Approx. number of hours per month devoted to this OBA during securities trading hours - 15. Business Duties; providing training, mentoring, and business consulting services to other persons including licensed insurance agents.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-12

Other Names

• Jim Files