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Mark William Pearson

Nepsis, Inc.

Minneapolis, MN

CRD 1620222

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Employer firm

Nepsis, Inc. CRD 141203

$345M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Nepsis, Inc.

Two Meridian Crossings, Suite 400, Minneapolis, MN 55423 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-09
MN RA APPROVED 2013-12-09
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • MN RA
    APPROVED
    Since 2013-12-09

Branch Locations

Two Meridian Crossings, Suite 400, Minneapolis, MN 55423 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Anchor Financial Services Savage MN 02/2001 Present
Nepsis, Inc. Savage MN 07/2006 Present
Nepsis Advisor Services Savage MN 04/2014 Present
  • 02/2001 → Present
    Anchor Financial Services
    Savage, MN
  • 07/2006 → Present
    Savage, MN
  • 04/2014 → Present
    Nepsis Advisor Services
    Savage, MN
Previous Registrations
  • 2004-03-31 → 2006-12-31
    Qa3 Financial Llc
    Savage, MN
    Omaha, NE
Other Businesses

?Sky3D Atiken Holdings LLC , Prior Lake, MN, personal LLC formed to hold passive investments, CEO, investment related, 2023, one our hour per month, no hours during trading hours ?Sparky12 LLC, Prior Lake, MN, personal LLC formed to hold passive investments, CEO, investment related, 2023, one our hour per month, no hours during trading hours ?Nepsis Insurance Services, LLC, Savage MN, insurance agency, CEO, not investment related, 2022, not investment related, one our hour per month, no hours during trading hours ?MJP Resources LLC, Prior Lake, MN, personal LLC formed to hold passive investments, CEO, investment related, 2016, one our hour per month, no hours during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-30
S63 Uniform Securities Agent State Law Examination 1994-11-23
  • S65 Uniform Investment Adviser Law Examination
    2004-03-30
  • S63 Uniform Securities Agent State Law Examination
    1994-11-23
Other Names
  • Mark W Pearson

View on SEC IAPD

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