Norbert James Vonnegut

Employer firm

Creativeone Wealth, LLC CRD 281213

$6.25B regulatory AUM 62 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → Present
  Norb Vonnegut, Llc
  Narragansett, RI
• 04/2017 → 09/2017
  Fiduciary Wealth Partners
  Boston, MA
• 01/2018 → 10/2020
  Partnervest Advisory Services, Llc
  Santa Barbara, CA
• 10/2020 → Present
  Creativeone Wealth, Llc
  Leawood, KS
• 11/2017 → Present
  Second Opinion Wealth Management
  Narragansett, RI

Previous Registrations

• 2018-02-05 → 2020-11-05
  Partnervest Advisory Services Llc
  Narragansett, RI
  Santa Barbara, CA
• 2002-03-22 → 2006-05-23
  Morgan Stanley & Co. Llc
  New York, NY

Other Businesses

Part-time author of fiction and non-fiction about the wealth management industry. My hours vary but average about 20 outside of trading, Monday through Friday. During trading, I sometimes interview industry experts about structural change in financial services. SECOND OPINION WEALTH MANAGEMENT - DBA, NOT INVESTMENT RELATED; 45 Patina Dr, Beaufort, SC 29907; OWNER SINCE 11/2017; APX 5 HOURS PER MONTH, ALL OF WHICH ARE DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-12-29
• S63 Uniform Securities Agent State Law Examination
  1993-07-28

Other Names

• Norb Vonnegut