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Jennifer Gale Jones

Cetera Investment Advisers LLC

Chesapeake, VA

CRD 1619313

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-03-21
  • VA RA
    APPROVED
    Since 2024-03-21

Branch Locations

Chesapeake, VA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Investors Capital Corp Lynnfield MA 05/2007 10/2016
Cetera Advisors Llc St Cloud MN 10/2016 Present
Jones, Llc Chesapeake VA 02/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Cetera Advisors Llc St Cloud MN 10/2016 03/2024
  • 05/2007 → 10/2016
    Investors Capital Corp
    Lynnfield, MA
  • 10/2016 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 02/2004 → Present
    Jones, Llc
    Chesapeake, VA
  • 03/2024 → Present
    Schaumburg, IL
  • 10/2016 → 03/2024
    Cetera Advisors Llc
    St Cloud, MN
Previous Registrations
  • 2007-06-04 → 2016-10-03
    Investors Capital Corp.
    Tustin, CA
    Lynnfield, MA
    Lynnfield, MA
    Tulsa, OK
    Lynnfield, MA
    Jenks, OK
  • 2007-03-20 → 2007-06-04
    Next Financial Group, Inc.
    Houston, TX
    Jenks, OK
    Jenks, OK
  • 2001-09-19 → 2007-03-22
    Tulsa, OK
    Tulsa, OK
Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITY, & LONG TERM CARE. 2) NAME OF OTHER BUSINESS: JONES, LLC. INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2004, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT, BRIEF DESCRIPTION OF DUTIES: DBA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-20
S63 Uniform Securities Agent State Law Examination 1988-02-03
  • S65 Uniform Investment Adviser Law Examination
    1994-10-20
  • S63 Uniform Securities Agent State Law Examination
    1988-02-03
Other Names
  • Jennifer Jones Ninde
  • Jennifer J Ninde

View on SEC IAPD

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