David Vincent Reuben

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2002 → 02/2018
  Ryan, Beck & Co., Llc
  Great Neck, NY
• 02/2018 → 05/2019
  Royal Alliance
  Huntington Station, NY
• 05/2019 → 07/2025
  Cadaret, Grant & Co., Inc.
  Huntington Station, NY
• 07/2025 → Present
  Lpl Financial Llc
  Huntington Station, NY

Previous Registrations

• 2022-02-17 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Huntington Station, NY
  Little Silver, NJ
  Syracuse, NY

Other Businesses

1- 07/2025 - American Investment Planners LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/05/2022 - 1 hour per month/ during trading 2- 07/2025 - Petersen Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2019 - 160 hours per month/ during trading 3- 07/2025 - David Reuben - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 02/24/2018 - 1 hour per month/ during trading 4- 07/2025 - David Reuben - Coach/ Sports/ Fitness - Tennis Instruction - Not Investment Related - Home Based - Start Date 01/01/2016 - 14 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-02-16
• S63 Uniform Securities Agent State Law Examination
  1987-04-03