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Stephen Joseph Adeletti

Ameriprise Financial Services, LLC

Lyme, CT

Old Saybrook, CT

CRD 1619222

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-05-24
TX RA APPROVED 2024-05-24
  • CT RA
    APPROVED
    Since 2024-05-24
  • TX RA
    APPROVED
    Since 2024-05-24

Branch Locations

Lyme, CT • United States

205 Old Boston Post Rd, Old Saybrook, CT 06475 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New London CT 09/1987 05/2024
Ameriprise Financial Services Llc Old Saybrook CT 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-03-06
  • S63 Uniform Securities Agent State Law Examination
    1987-03-06
Other Names
  • Stephen Joseph Adeletti
  • Stephen Adeletti

View on SEC IAPD

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