Best Investors
Account
Sign in
Best Investors
Account
Sign in
1177 West Loop S Suite 1825, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-19 |
Branch Locations
1177 West Loop S Suite 1825, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Houston | TX | 05/2009 | 12/2021 |
| Raymond James Financial Services Advisors, Inc. | Houston | TX | 05/2009 | 12/2021 |
| Saxon Financial Group | Houston | TX | 01/2022 | Present |
RIVERWAY FINANCIAL GROUP LLC:NOT INVESTMENT RELATED:3/2015-PRESENT:HOUSTON, TX:SUPPORT COMPANY/DBA (OWNER):0 HRS/MO:0 HRS DURING TRADING:OWNER AND BRANCH MANAGER OF LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-06 |
Reach out to this advisor