Mary Ellen Schwartz

Current Employers

Employment History

• 07/2006 → 12/2023
  Symphonic Financial Advisors
  Fitchburg, WI
• 12/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2006-07-20 → 2023-12-08
  Symphonic Financial Advisors Llc
  New York, NY
  Fitchburg, WI
• 1998-01-23 → 2006-07-25
  Waddell & Reed
  Waukesha, WI
  Waukesha, WI
  Madison, WI

Other Businesses

1) MARY SCHWARTZ, 2923 MARKETPLACE DR STE 102 FITCHBURG WI, 12/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 12 HR/MO 12 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2023 AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 3) SAUK TRAILS OPTIMIST CLUB, 22 APPAMATTOX COURT MADISON WI, 10/2024, COMMITTEE MEMBER, CIVIC, NIR, 5 HR/MO 2 HR/MO TRADING 4) LEGACY WEALTH SOLUTIONS, LLC, 2923 Marketplace Drive, Suite 102, Fitchburg WI 53719, United States, 11/17/2023, Owner, DBA Name, INV REL, 170 HR/MO - 120 HR/MO TRADING 5) MARY SCHWARTZ & ASSOCIATES, LLC, 2923 Marketplace Drive, Suite 102, Fitchburg WI 53719, United States, 04/16/2020, Owner, Administrative, NIR, 5 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-29
• S63 Uniform Securities Agent State Law Examination
  1987-02-03

Designations

Other Names

• Mary Ellen Norrbom
• Mary Ellen Norrbom