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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-05-23
  • CA RA
    APPROVED
    Since 2017-05-23

Branch Locations

3030 Bridgeway Suite 240, Sausalito, CA 94965 • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newport Coast Securities, Inc. Irvine CA 06/2011 08/2016
Westpark Capital Inc. Irvine CA 08/2016 12/2016
Dressander/Bhc Naperville IL 01/2017 Present
  • 06/2011 → 08/2016
    Newport Coast Securities, Inc.
    Irvine, CA
  • 08/2016 → 12/2016
    Westpark Capital Inc.
    Irvine, CA
  • 01/2017 → Present
    Dressander/Bhc
    Naperville, IL
Other Businesses

Dressander/BHC, 400 E. Diehl Rd. #400, Naperville, IL 60563 - Agent, 1/10/2017, 120/mo, varied schedule including weekends and evenings, Insurance Sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-04
S63 Uniform Securities Agent State Law Examination 2011-04-13
  • S65 Uniform Investment Adviser Law Examination
    2017-05-04
  • S63 Uniform Securities Agent State Law Examination
    2011-04-13
Other Names
  • Jim Hausherr

View on SEC IAPD

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