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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-01 |
| TX | RA | APPROVED | 2020-05-05 |
| IL | RA | APPROVED | 2018-09-05 |
Branch Locations
Wellington, FL • United States
233 S Wacker Dr. Suite 8600, Chicago, IL 60606 • United States
4855 Technology Way Suite 600, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 07/2002 | 09/2018 |
| Bank Of America, N.A. | Chicago | IL | 06/2011 | 09/2018 |
| Morgan Stanley | Chicago | IL | 09/2018 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-30 |
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