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Lawrence Franklin Kipp

LPl Financial LLC

Fresno, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-10-08
CA RA APPROVED 2004-09-24
  • TX RA
    APPROVED_RES
    Since 2004-10-08
  • CA RA
    APPROVED
    Since 2004-09-24

Branch Locations

465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp Fresno CA 09/2004 Present
  • 09/2004 → Present
    Linsco/Private Ledger Corp
    Fresno, CA
Previous Registrations
Other Businesses

1. 02/23/2010 - DBA W/ LEGAL ENTITY, KIPP INVESTMENT MANAGEMENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-10
S63 Uniform Securities Agent State Law Examination 1987-03-11
  • S65 Uniform Investment Adviser Law Examination
    1992-03-10
  • S63 Uniform Securities Agent State Law Examination
    1987-03-11
Other Names
  • Larry Kipp
  • Lawrence Kipp

View on SEC IAPD

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