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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-25 |
Branch Locations
5250 North Palm Avenue Suite 321, Fresno, CA 93704 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Fresno | CA | 08/2022 | 08/2025 |
| Bank Of America | Phoenix | AZ | 08/2017 | 07/2022 |
| Ruckus Wireless | Tempe | AZ | 04/2016 | 07/2017 |
| Morgan Stanley | Fresno | CA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-08 |
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