Frank Patrick Anderes

Current Employers

Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-04-08

CA RA
APPROVED

Since 2015-04-08

Branch Locations

Fresno, CA • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kovack Securities, Inc.	Fort Lauderdale	FL	04/2015	Present
Kovack Advisors, Inc.	Fort Lauderdale	FL	04/2015	Present

04/2015 → Present

Kovack Securities, Inc.

Fort Lauderdale, FL
04/2015 → Present

Kovack Advisors, Inc.

Fort Lauderdale, FL

Previous Registrations

2006-03-27 → 2015-03-30

Lpl Financial Llc

Fresno, CA
2000-12-12 → 2006-04-03

Piper Sandler & Co.

Fresno, CA

Fresno, CA

Other Businesses

1) EXECUTOR OF TRUST; EXECUTE THE TRUST UPON MY MOTHERS PASSING; NON INVESTMENT RELATED; 0% OF TIME SPENT 2) FIXED INSURANCE - 2138 W. VIA CIPRESSI, FRESNO, CA 93711; FIXED INSURANCE SALES; NON INVESTMENT RELATED; 1% OF TIME SPENT 3) DURABLE POWER OF ATTORNEY FOR MY MOTHER PATRICIA ANDERES- 2138 W/ VIA CIPRESSI, FRESNO, CA 93711; NON-INVESTMENT RELATED; HANDLE THE FINANCIAL AFFAIRS FOR MY MOTHER; POWER OF ATTORNEY; 1% OF TIME SPENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-03-10
S63	Uniform Securities Agent State Law Examination	1987-03-11

S65 Uniform Investment Adviser Law Examination

1992-03-10
S63 Uniform Securities Agent State Law Examination

1987-03-11

Other Names

Frank P Anderes
Frank Anderes

View on SEC IAPD