Susan Risner

Current Employers

Sound Financial Advisors, Inc.

Port Orchard, WA • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	1996-10-10

WA RA
APPROVED

Since 1996-10-10

Branch Locations

Port Orchard, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sound Financial Advisors, Inc.	Seattle	WA	09/1996	Present
Kms Financial Services, Inc.	Seattle	WA	02/1999	12/2019

09/1996 → Present

Sound Financial Advisors, Inc.

Seattle, WA
02/1999 → 12/2019

Kms Financial Services, Inc.

Seattle, WA

Previous Registrations

2012-05-24 → 2019-12-31

Kms Financial Services, Inc.

Port Orchard, WA

Seattle, WA

Mill Creek, WA

Seattle, WA

Tacoma, WA
1996-10-10 → 2003-12-31

Sound Financial Advisors, Inc.

Seattle , WA

Other Businesses

VARIOUS INSURANCE COMPANIES - NON-INVESTMENT RELATED - SAME ADDRESS - INSURANCE - AGENT/CONTRACTOR - 1987 - 5 HRS/MO - ALL DURING TRADING - LTC, DISABILITY AND OTHER INSURANCE PRODUCT SALES AND SERVICE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-12-24
S63	Uniform Securities Agent State Law Examination	1987-01-16

S65 Uniform Investment Adviser Law Examination

1996-12-24
S63 Uniform Securities Agent State Law Examination

1987-01-16

Other Names

Susan Risner Hurley

View on SEC IAPD