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Kevin Karl Kraska

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Hunt Valley, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-20
MD RA APPROVED 2024-08-14
  • TX RA
    APPROVED_RES
    Since 2024-08-20
  • MD RA
    APPROVED
    Since 2024-08-14

Branch Locations

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown Advisory Securities, Llc Baltimore MD 07/2006 01/2023
Janney Montgomery Scott Llc Hunt Valley MD 03/2024 07/2024
Brown Advisory Baltimore MD 01/2023 03/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-08
S63 Uniform Securities Agent State Law Examination 2000-07-31
  • S65 Uniform Investment Adviser Law Examination
    2022-06-08
  • S63 Uniform Securities Agent State Law Examination
    2000-07-31

View on SEC IAPD

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