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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-04
OH RA APPROVED 2008-02-08
TX RA APPROVED_RES 2006-09-22
  • MI RA
    APPROVED
    Since 2010-05-04
  • OH RA
    APPROVED
    Since 2008-02-08
  • TX RA
    APPROVED_RES
    Since 2006-09-22

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 01/1991 Present
Bank Of America, N.A. Farmington Hills MI 06/2011 Present
Other Businesses

I*1588270For profit or not for profit: Not For-Profit Organization Name of outside business organization: Thomas Smith Revocable TrustInvestment related: N Address of business: New Bern, North CarolinaNature of business: TrustPosition, title, association: Successor TrusteeStart date of relationship: 11/20/2023Number of hours devoted: 1 hour(s) yearlyNumber of hours devoted during trading hours: 0 Duties: I*1654258, Entity Type, Name of OBA: F S L TTEE D C L TTEE U/A DTD 08/01/2018 Address: Troy, Michigan, 48084, US Investment Related: N Position, Title, Association: Trustee Employee Start Date: 08/01/2018 No Hours: 1 No Hours during trading: 0 Duties:I*2021307, Entity Type Fiduciary , Name of OBA: F S L TTEE M P TTEE U/A DTD 12/11/2023 Address: Farmington Hills, Michigan, 48331 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: Apr-01- 2024 No Hours: 1 monthly No Hours during trading: 1 monthly Duties:I*3898267Entity Type: N/AName of OBA: F S L TTEE D C L TTEE U/A DTD 08/01/2018Address: Troy, Michigan, 48084Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 08/01/2018Number of Hours: 1, MonthlyNumber of Hours during trading: 1, MonthlyDuties: Wife & Self I*4520269 Entity Type: Fiduciary Role Name of OBA: F S L TTEE D C L TTEE U/A DTD 08/01/2018 Address: Troy, Michigan, 48084 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 08/01/2018 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Self & Wife

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-05
S63 Uniform Securities Agent State Law Examination 1991-07-12
  • S66 Uniform Combined State Law Examination
    2008-02-05
  • S63 Uniform Securities Agent State Law Examination
    1991-07-12
Other Names
  • Bob Lewis
  • Bob Lewis

View on SEC IAPD

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