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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-05-04 |
| OH | RA | APPROVED | 2008-02-08 |
| TX | RA | APPROVED_RES | 2006-09-22 |
Branch Locations
39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomfield Hills | MI | 01/1991 | Present |
| Bank Of America, N.A. | Farmington Hills | MI | 06/2011 | Present |
I*1588270For profit or not for profit: Not For-Profit Organization Name of outside business organization: Thomas Smith Revocable TrustInvestment related: N Address of business: New Bern, North CarolinaNature of business: TrustPosition, title, association: Successor TrusteeStart date of relationship: 11/20/2023Number of hours devoted: 1 hour(s) yearlyNumber of hours devoted during trading hours: 0 Duties: I*1654258, Entity Type, Name of OBA: F S L TTEE D C L TTEE U/A DTD 08/01/2018 Address: Troy, Michigan, 48084, US Investment Related: N Position, Title, Association: Trustee Employee Start Date: 08/01/2018 No Hours: 1 No Hours during trading: 0 Duties:I*2021307, Entity Type Fiduciary , Name of OBA: F S L TTEE M P TTEE U/A DTD 12/11/2023 Address: Farmington Hills, Michigan, 48331 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: Apr-01- 2024 No Hours: 1 monthly No Hours during trading: 1 monthly Duties:I*3898267Entity Type: N/AName of OBA: F S L TTEE D C L TTEE U/A DTD 08/01/2018Address: Troy, Michigan, 48084Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 08/01/2018Number of Hours: 1, MonthlyNumber of Hours during trading: 1, MonthlyDuties: Wife & Self I*4520269 Entity Type: Fiduciary Role Name of OBA: F S L TTEE D C L TTEE U/A DTD 08/01/2018 Address: Troy, Michigan, 48084 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 08/01/2018 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Self & Wife
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-12 |
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