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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-10-06 |
| TX | RA | APPROVED | 2022-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Loveland | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Loveland | CO | 11/2016 | 10/2022 |
| Wells Fargo Advisors Financial Network, Llc | Loveland | CO | 10/2022 | Present |
DILMARJAN, LLC; NON INVESTMENT RELATED; LOVELAND, CO; START 9/11; 100% OWNERSHIP; 3 HRS PER MONTH 0 DURING TRADING; RENTAL PROPERTY SPRUCE CREEK FINANCIAL ADVISORS LLC, INV RELATED, LOVELAND, CO, 57% OWNERSHIP, START 10/07/2022, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. MARDILJAN,LLC; INV RELATED; LOVELAND, CO; HOUSE SPRUCE CREEK FINANCIAL ADVISORS, LLC;100% OWNERSHIP; START DATE: 06/20/2025; 3 HRS PER MONTH; 3 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-17 |
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