Brian Amsler Rossano

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2013-04-04
TX	RA	APPROVED_RES	1999-01-12

CT RA
APPROVED

Since 2013-04-04
TX RA
APPROVED_RES

Since 1999-01-12

Branch Locations

500 Cummings Ctr, Beverly, MA 01915 • United States

Beverly, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	10/1985	Present
Bank Of America, N.A.	Beverly	MA	09/2009	Present

10/1985 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
09/2009 → Present

Bank Of America, N.A.

Beverly, MA

Other Businesses

I*3793276Entity Type: Fiduciary roleName of OBA: L. M B. TrustAddress: Gloucester, Massachusetts, 1930Investment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 03/01/2026Number of Hours: 1, WeeklyNumber of Hours during trading: 0Duties: Trustee/ Immediate family I*4363265Entity Type: Fiduciary roleName of OBA: B. A R. ADMIN EST OF L. M. B.Address: Gloucester, Massachusetts, 1930Investment Related: NoPosition, Title, Association: ExecutorEmployee Start Date: 04/09/2026Number of Hours: 2, MonthlyNumber of Hours during trading: 0Duties: Executor/Child/Grandchild I*4776270, Entity Type: , Name of OBA: C G B Trust, Address: Gloucester, Massachusetts, 01915, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 06/30/2026, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-27
S63	Uniform Securities Agent State Law Examination	1987-04-13

S66 Uniform Combined State Law Examination

2013-03-27
S63 Uniform Securities Agent State Law Examination

1987-04-13

View on SEC IAPD