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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2018-07-19 |
| MI | RA | APPROVED | 2012-08-09 |
| TX | RA | APPROVED | 2012-07-30 |
Branch Locations
17199 N Laurel Park Dr Ste 100, Livonia, MI 48152 • United States
Pinckney, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Livonia | MI | 07/2012 | Present |
| Independent Financial Advisors | Livonia | MI | 07/2012 | Present |
1. 07/30/2012 - INDEPENDENT FINANCIAL ADVISORS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-06 |
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