John Curran Masterson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → Present
  Lpl Financial Llc
  Santa Monica, CA

Previous Registrations

• 2008-01-01 → 2009-11-12
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
• 2005-09-14 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Beverly Hills, CA
  Beverly Hills, CA
  St. Louis, MO
• 2001-05-15 → 2005-08-09
  Wells Fargo Investments, Llc
  Los Angeles, CA

Other Businesses

1. 9/10/2012: Masterson Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 2/29/2016: Masterson Investment Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 04/01/2016 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-10
• S63 Uniform Securities Agent State Law Examination
  1987-02-26