David Alvin Beaty

Employer firm

Heartland Financial Services, Ltd. CRD 120342

Reported services (Item 5G)

• Financial planning

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → Present
  Heartland Financial Services, Ltd.
  Cedar Falls, IA
• 02/2009 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL
• 01/2001 → 12/2021
  Heartland Marketing Resources
  Cedar Falls, IA

Previous Registrations

• 1999-02-01 → 2022-12-31
  Heartland Financial Services, Ltd.
  Cedar Falls, IA

Other Businesses

1. HEARTLAND FINANCIAL SERVICES, LTD. POSITION: Owner ADVISOR REPRESENTATIVE NATURE: REGISTERED INVESTMENT ADVISER FOR FINANCIAL PLANNING AND INSURANCE SALES AGENCY. INVESTMENT RELATED. NUMBER OF HOURS: 120 INVESTMENT RELATED HOURS: 120 START DATE: 12/01/1994. ADDRESS: 2302 W 1ST ST, STE 120, CEDAR FALLS IA 50613. DESCRIPTION: PROVIDING INVESTMENT ADVICE/DBA, Insurance Sales. 2. HEAST CENTER FOR THE ARTS. POSITIONL Board Member NATURE: Charity INVESTMENT RELATED: Is Not Investment Related START DATE: 2023-07-01 NUMBER OF HOURS: 1 hours per month SECURITIES TRADING HOURS; 0 hours per month during trading hours DESCRIPTION: Board member - monthly meeting 3. INSURANCE SALES AND SERVICES, Is Not Investment Related, Sales & Service, Agent, 1994-12-01, 20 hours per month, 0 hours per month during trading hours, Commission Compensation, Sales & services of insurance products

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-06
• S63 Uniform Securities Agent State Law Examination
  1987-02-06

Designations

• Chartered Financial Consultant

Other Names

• Dave Beaty
• David Alvin Reaty