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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2022-09-30 |
| TX | RA | APPROVED_RES | 2015-04-17 |
| PA | RA | APPROVED | 2006-03-28 |
| OH | RA | APPROVED | 2005-06-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 06/2005 | Present |
D and L Smith Farm, LLC, Marietta, OH. Manager: Search to purchase family land for recreational use, farming, select timber, and potential family home site. Not compensated, not investment related, 4 hours/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-27 |
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