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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-27
OH RA APPROVED 2025-07-02
  • TX RA
    APPROVED
    Since 2025-08-27
  • OH RA
    APPROVED
    Since 2025-07-02

Branch Locations

416 Hart Street Suite A, Marietta, OH 45750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marietta City Schools Marietta OH 07/2019 02/2025
Orange Grove Charter Schools Charleston SC 07/2016 07/2019
Raymond James Financial Services Inc. Marietta OH 02/2025 Present
American College Of Education Indianapolis IN 05/2020 09/2021
Raymond James Financial Services Advisors, Inc. Marietta OH 06/2025 Present
  • 07/2019 → 02/2025
    Marietta City Schools
    Marietta, OH
  • 07/2016 → 07/2019
    Orange Grove Charter Schools
    Charleston, SC
  • 02/2025 → Present
    Raymond James Financial Services Inc.
    Marietta, OH
  • 05/2020 → 09/2021
    American College Of Education
    Indianapolis, IN
  • 06/2025 → Present
    Marietta, OH
Other Businesses

(1)Name of Business: Hall Financial Advisors Address: 416 Hart St Ste A, Marietta, OH, 45750-3246, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/03/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-18
  • S66 Uniform Combined State Law Examination
    2025-06-18

View on SEC IAPD

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