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Russell Erwin Suede

LPl Financial LLC

Agoura Hills, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-04-10
CA RA APPROVED 2002-02-07
  • TX RA
    APPROVED
    Since 2008-04-10
  • CA RA
    APPROVED
    Since 2002-02-07

Branch Locations

30423 Canwood St., Suite 130, Agoura Hills, CA 91301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Agoura Hills CA 02/2002 Present
The Sra Group Calabasas CA 01/2009 Present
  • 02/2002 → Present
    Agoura Hills, CA
  • 01/2009 → Present
    The Sra Group
    Calabasas, CA
Other Businesses

1. 4/8/2003 - NON-VARIABLE INSURANCE - OUTSIDE SALES OF NON-VARIABLE INSURANCE. - CALABASAS, CA. 2. 7/9/2010 - Real Estate Rental - OFFICE SHARING W/ SRA Group - At Reported Business Location(s) - Time Spent 0% 3. 10/21/2022 - Canwood Suite, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date: 11/01/2021 - 4 Hours Per Month/0 Hours During Securities Trading - Purchase an office condo. 4. 10/21/2022 - KAS Group - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 10/01/2021 - 80 Hours Per Month/2 Hours During Securities Trading. 5. 01/22/2026 - JCO Financial Management, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 100 hours per month/ during trading 6. 01/27/2026 - GSC Financial And Insurance, Inc - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 150 hours per month/ 100 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1989-01-13
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1989-01-13
Designations
Other Names
  • Russ Suede

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