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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-04-10 |
| CA | RA | APPROVED | 2002-02-07 |
Branch Locations
30423 Canwood St., Suite 130, Agoura Hills, CA 91301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Agoura Hills | CA | 02/2002 | Present |
| The Sra Group | Calabasas | CA | 01/2009 | Present |
1. 4/8/2003 - NON-VARIABLE INSURANCE - OUTSIDE SALES OF NON-VARIABLE INSURANCE. - CALABASAS, CA. 2. 7/9/2010 - Real Estate Rental - OFFICE SHARING W/ SRA Group - At Reported Business Location(s) - Time Spent 0% 3. 10/21/2022 - Canwood Suite, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date: 11/01/2021 - 4 Hours Per Month/0 Hours During Securities Trading - Purchase an office condo. 4. 10/21/2022 - KAS Group - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 10/01/2021 - 80 Hours Per Month/2 Hours During Securities Trading. 5. 01/22/2026 - JCO Financial Management, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 100 hours per month/ during trading 6. 01/27/2026 - GSC Financial And Insurance, Inc - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 150 hours per month/ 100 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-13 |
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