Kristine Kay Keegan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2000 → 01/2018
  National Planning Corp
  Manhattan Beach, CA
• 03/2014 → 12/2017
  The Planners Network, Inc
  Manhattan Beach, CA
• 11/2017 → Present
  Lpl Financial Llc
  Westlake Village, CA

Previous Registrations

• 2014-03-26 → 2017-12-31
  The Planners Network, Inc.
  Manhattan Beach, CA
• 2004-01-13 → 2017-11-29
  National Planning Corporation
  Manhattan Beach, CA
  Westlake Village, CA
  Los Angeles, CA

Other Businesses

1. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - LTC, Life Insurance, and Fixed Annuities. 2. 11/29/2017 - BLUE CROSS HEALTH INSURANCE - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Anthem & Blue Cross. 3. 11/29/2017 - No Business Name - Not Investment Related - Northglenn CO - Real Estate Rental - Property management. 4. 11/29/2017 - No Business Name - Not Investment Related - Hermosa Beach, CA - Real Estate Rental - Property management. 5. 11/29/2017 - No Business Name - Not Investment Related - Northglenn CO - Real Estate Rental - Property Management. 6. 11/29/2017 - No Business Name - Not Investment Related - Northglenn CO - Real Estate Rental - Property Management. 7. 03/02/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 02/15/2022 - 1 Hour Per Month/0 Hours During Securities Trading. 8. 03/02/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Health Insurance Agent - Start Date: 02/15/2022 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-11-27

Other Names

• Kristine Kay Ewoldt