William Edward Spriggs

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1994 → 11/2017
  Sterling Financial Services, Inc.
  San Rafael, CA
• 04/2009 → 11/2017
  National Planning Corporation
  San Rafael, CA
• 11/2017 → 06/2024
  Securities America, Inc.
  Clearwater, FL
• 11/2017 → 06/2024
  Securities America Advisors
  Clearwater, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Clearwater, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Clearwater, FL

Previous Registrations

• 2017-11-09 → 2024-06-14
  Securities America Advisors, Inc.
  San Rafael, CA
  Clearwater, FL
• 2009-04-02 → 2017-11-07
  National Planning Corporation
  Alameda, CA
  San Rafael, CA
  San Francisco, CA
• 1997-07-08 → 2013-12-31
  Sterling Financial Services, Inc.
  San Rafael, CA
• 1997-07-08 → 2009-04-08
  Osaic Wealth, Inc.
  San Rafael, CA
  San Rafael, CA

Other Businesses

1) WILLIAM SPRIGGS Position: AGENT Nature: OUTSIDE SALES Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 01/01/1990 Address: 3063 Brookfield Lane Clearwater, Fl. 33761 2) WILLIAM SPRIGGS Position: OWNER Nature: RESIDENTIAL RENTAL PROPERTY: 3063 BROOKFIELD LANE CLEARWATER, FL 33761 Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 07/01/2013 Address: 45 BALBOA AVE, SAN RAFAEL CA 94901 3) Securities America Advisors Position: ADVISOR Nature: INVESTMENT ADVISORY SERVICES Investment Related: Yes Hours: 160 Securities Trading Hours: 100 Start Date: 10/31/2017 Address: 3063 Brookfield Lane Clearwater, Fl. 33761 COLUMBUS ADVISORS POSITION: Named affiliate on website NATURE: Affiliation with my OSJ's DBA for marketing purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 505 Beach St, Ste 220, San Francisco CA 94133, United States DESCRIPTION: Marketing affiliation to be included on Columbus Advisors website

Exams

• S66 Uniform Combined State Law Examination
  2002-04-16

Other Names

• William Edward Spriggs
• William Edward Spriggs