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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-01 |
| IL | RA | APPROVED | 2023-09-01 |
| MT | RA | APPROVED | 2023-09-01 |
| NC | RA | APPROVED | 2023-09-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schanna Financial & Insurance Service, Inc | San Juan Capistrano | CA | 05/1977 | Present |
| Sagepoint Financial Services,Inc. | Laguna Niguel | CA | 08/2015 | 09/2023 |
| Osaic Wealth, Inc. | Laguna Niguel | CA | 09/2023 | Present |
1) SCHANNA FINANCIAL & INSURANCE SERVICE, INC. POSITION: President/CEO NATURE: S Corporation - Insurance agency marketing fixed life and annuities, disability, LTC and health insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 100 START DATE: 05/01/1977 ADDRESS: 30101 Town Center Drive, Suite 205, Laguna niguel CA 92677, United States DESCRIPTION: I markert, sell and service fixed life and annuities, disability, LTC and health insurance products. 2) THE SCHANNA FAMILY TRUST POSITION: Trustee NATURE: Family Trust. My wife Jayne and I are grantors and trustees of the Schanna Family Trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/17/2007 ADDRESS: 28 Corniche, Unit A, Monarch Beach CA 92629, United States DESCRIPTION: I act as trustee of the trust.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-03-16 |
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